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FINRA Awards for Wells Fargo Advisors

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Displaying 301-310 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0060510/11/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Ramin Hashemi
Respondent Lawyers(s): Ramin Hashemi
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
12-0233610/08/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Melissa L. Zujkowski
Respondent(s): Brent Markley
Respondent Lawyers(s): John M. Gonzales
Arbitrator(s): Peter L. Pointer, W. Sean Kelleher, Carol M. Stoner
Hearing Site: Columbus, OH
12-0199710/07/2013Claimant(s): Matthew Plymell
Claimant Lawyers(s): Mary E. Hodges
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Gardiner B. Davis
Arbitrator(s): Leah A. Murray, Stuart D. Summers, David Brian Cohen
Hearing Site: St. Louis, MO
13-0084210/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Joseph Carpenter
Respondent Lawyers(s): Joseph Anthony Carpenter
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
12-0423210/01/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Douglas Lounsbury
Respondent Lawyers(s): Douglas Milton Lounsbury
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
13-0092610/01/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Daniel Brown
Respondent Lawyers(s): Daniel Montese Brown
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
12-0383809/30/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Edward Hamilton
Respondent Lawyers(s): Edward Eugene Hamilton
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA
13-0099309/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
13-0028909/17/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): John Diederich
Respondent Lawyers(s): John G. Diederich
Arbitrator(s): Murray S. Levin
Hearing Site: Kansas City, MO
13-0069609/12/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher Griesmeyer
Respondent(s): David Van Rensselaer
Respondent Lawyers(s): David Van Rensselaer
Arbitrator(s): John D. Mattingly
Hearing Site: Columbia, SC

571 Results

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