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FINRA Awards for Windsor Street Capital

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0225605/23/2023Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY
21-0159503/08/2022Claimant(s): Raymond Guarini
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Windsor Street Capital, L.P.
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
19-0218604/01/2020Claimant(s): Nas Allan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
17-0171603/25/2019Claimant(s): Windsor Street Capital
Claimant Lawyers(s): David A. Schrader
Respondent(s): Barry Jin, Brent Porges, Charles Giaimo, David Sheppard, Joseph Valenti, Matthew Deblois, Matthew Siliato, Maxwell Delaney, Michael LaVolpe, William Leonard
Respondent Lawyers(s): Barry Jin, Brent Morgan Porges, Charles Evan Giaimo, David Leonard Sheppard, M. David Sayid, Matthew Angelo Siliato, Matthew Charles Deblois, Maxwell Topper Delaney, Michael Scott LaVolpe, William McCabe Leonard
Arbitrator(s): Ann C. Northern, Sanford S. Stevens, Donald Nevin Gershuny
Hearing Site: New York, NY
18-0306402/27/2019Claimant(s): Riad Shanawany
Claimant Lawyers(s): Eric Litow
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
18-0074912/21/2018Claimant(s): Windsor Street Capital
Claimant Lawyers(s): Robert I Rabinowitz
Respondent(s): Mackey Alligood, Scott Werling
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): John J. Vesey, Alan Steven Brodherson, Judith B Weinstock
Hearing Site: New York, NY

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