FINRA Awards for Mark Kolta

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 9 out of 9 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00040	03/29/2024	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano Hearing Site: New York, NY
20-00033	09/09/2022	Claimant(s): Mark Kolta Claimant Lawyers(s): Mark S. Kolta Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst Arbitrator(s): Robert J. Kheel, Joan Caridi, Judith B Weinstock Hearing Site: New York, NY
20-03134	09/08/2021	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
20-02450	08/04/2021	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY
19-02228	03/31/2020	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
19-01605	03/20/2020	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Chase Investment Services Corp. Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
18-01228	11/02/2018	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
17-02932	06/15/2018	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
15-01964	01/19/2017	Claimant(s): Keith Condemi Claimant Lawyers(s): Linda H. Joseph Respondent(s): Mark Kolta Respondent Lawyers(s): David L. Rosenthal Arbitrator(s): Krista Gottlieb Hearing Site: Buffalo, NY