| 21-02075 | 06/26/2023 | Claimant(s): Bernard Audet
Claimant Lawyers(s): Matthew R. Major
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Alan M. Schankel, John James McGovern, Robin L. Lewis
Hearing Site: Philadelphia, PA
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| 18-00637 | 10/04/2019 | Claimant(s): Tetyana Luczaj
Claimant Lawyers(s): Tetyana Luczaj
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Guillermo L. Bosch, Alan M. Schankel, Laura A. Kaster
Hearing Site: Philadelphia, PA
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| 14-02637 | 08/04/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas McDevitt
Respondent Lawyers(s): Thomas McDevitt
Arbitrator(s): Steven T. Stern, Alan M. Schankel, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
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| 09-04787 | 05/28/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Nancy Lawton
Respondent Lawyers(s): Tim Bowers
Arbitrator(s): Alan M. Schankel, Glenn Lloyd Nobel
Hearing Site: Philadelphia, PA
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| 09-00095 | 11/12/2009 | Claimant(s): RBC Wealth Management
Claimant Lawyers(s): Jospeh Keenan
Respondent(s): Newell Anderson
Respondent Lawyers(s): Newell Weldon Anderson
Arbitrator(s): Edward T. Borer, Alan M. Schankel, Peter D. Shelp
Hearing Site: Philadelphia, PA
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| 08-01606 | 05/26/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Nicole Stadelmaier
Respondent(s): Gregory Ricker
Respondent Lawyers(s): Grover S. Parnell, Jr.
Arbitrator(s): Alan M. Schankel, Felix A. Meschini, John T. Hausladen
Hearing Site: Philadelphia, PA
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| 08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc.
Claimant Lawyers(s): Elizabeth M. Hill
Respondent(s): Andrea Sawchuk
Respondent Lawyers(s): Brian K. Wiley
Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller
Hearing Site: Philadelphia, PA
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| 05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte
Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo
Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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