Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01053 | 02/24/2021 | Claimant(s): Christine Tang Claimant Lawyers(s): Chelsea Masters Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01837 | 12/23/2020 | Claimant(s): Christine McBroom Claimant Lawyers(s): Sylvia M Scott Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 19-03617 | 06/12/2020 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-02383 | 04/10/2019 | Claimant(s): Lauren Gidley Claimant Lawyers(s): Tosh D Grebenik Respondent(s): First Allied Securities. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Gerald W. Hepp Hearing Site: Buffalo, NY | ||
| 17-01858 | 02/11/2019 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): Gordon C. Young Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 17-02469 | 07/30/2018 | Claimant(s): Erik Weir Claimant Lawyers(s): Armin Sarabi Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 17-02597 | 05/30/2018 | Claimant(s): Peter Han Claimant Lawyers(s): Owen Harnett Respondent(s): Centaurus Financial., First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Paul King Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA |