FINRA Awards for Rochelle Mayfield

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01404	02/02/2023	Claimant(s): Jean Haas Claimant Lawyers(s): Jason J. Kane Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Irving L. Faught, Karen Roberts Washington, Sally Jane Murray Hearing Site: Oklahoma City, OK
22-00805	01/23/2023	Claimant(s): Steven Rose Claimant Lawyers(s): Jeffrey Thomas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld Hearing Site: Reno, NV
22-00659	01/17/2023	Claimant(s): James Kinsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, BB&T Investment Services. Respondent Lawyers(s): Ella Beres, Rochelle Mayfield Arbitrator(s): Robert T. Allen, Richard James Igou, Jay Jordan Hearing Site: Charlotte, NC
22-00708	10/12/2022	Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
22-00082	09/26/2022	Claimant(s): Daniel Pinkerton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): John J. Fitzpatrick Hearing Site: Helena, MT
21-02478	04/08/2022	Claimant(s): Ranjit Bahadur Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
20-04117	11/02/2021	Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX