Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03053 | 05/18/2021 | Claimant(s): Mark Gaskill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 21-00099 | 05/17/2021 | Claimant(s): Sanjay Chandra Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Tpeg Securities Respondent Lawyers(s): Daniel S. Meader, Executive Rep. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-02733 | 05/13/2021 | Claimant(s): Thomas Reich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-02614 | 05/11/2021 | Claimant(s): Michael Meixler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 20-02514 | 05/10/2021 | Claimant(s): Brian Palkowitsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors, Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 20-02638 | 05/10/2021 | Claimant(s): Gerald Monahan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): John R. Loss Hearing Site: Omaha, NE | ||
| 20-02588 | 05/07/2021 | Claimant(s): Michael Nolan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Allstate Financial Services Respondent Lawyers(s): Jennifer Novoselsky Arbitrator(s): Susan L. Walker Hearing Site: St. Louis, MO | ||
| 20-02842 | 05/07/2021 | Claimant(s): David Nethery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02711 | 05/06/2021 | Claimant(s): Joel Goodhart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Felesha Valdez-Parenti Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA |