FINRA Awards for Jason Allen Rosner

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00800	05/08/2023	Claimant(s): Robert Sloan Claimant Lawyers(s): Robert C Sloan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL
21-01006	02/08/2022	Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner Hearing Site: Boca Raton, FL
20-00371	11/20/2020	Claimant(s): Marina Bulyguina Claimant Lawyers(s): Joshua A. Katz Respondent(s): EFG Capital International Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL
18-04054	09/06/2019	Claimant(s): Brian Lombardi Claimant Lawyers(s): Joshua A. Katz Respondent(s): IAA Financial Respondent Lawyers(s): David Weinberger Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL
17-01994	12/07/2018	Claimant(s): Brian Kirkpatrick Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Capital Guardian, Capital Guardian Holding Respondent Lawyers(s): Justin Lowe, Sandro L. Ramos Arbitrator(s): Dale H. Van Scoyk, Thomas W. Allen, Jason Allen Rosner Hearing Site: Boca Raton, FL