| 22-01742 | 04/03/2023 | Claimant(s): David Wilson
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
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| 21-01374 | 02/08/2022 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): J. Lucas McFarland
Respondent(s): Michael Barth
Respondent Lawyers(s): Michael David Barth
Arbitrator(s): Paul E. Dahlman
Hearing Site: Albuquerque, NM
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| 19-00451 | 10/01/2019 | Claimant(s): Russell Nieland
Claimant Lawyers(s): Matt Wolper
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Bethmarie Bohn
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Des Moines, IA
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| 18-04392 | 09/26/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Bethmarie Bohn
Arbitrator(s): Barry Goldman
Hearing Site: Cleveland, OH
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| 18-04434 | 08/16/2019 | Claimant(s): Chad Henry
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation
Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 18-04331 | 07/23/2019 | Claimant(s): Rex Stanczak
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Paul Schultz
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
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| 18-02141 | 03/11/2019 | Claimant(s): Evan Guido
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Wendy L. Schueller
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
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| 18-02640 | 03/07/2019 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Robert Church
Respondent Lawyers(s): Robert Clarke Church
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
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| 17-02217 | 01/15/2019 | Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
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| 17-01540 | 01/09/2019 | Claimant(s): Daniel Breen
Claimant Lawyers(s): Steven Paradise
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sandra J. Mullings, Laura Carraher, Theodore A Levine
Hearing Site: New York, NY
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