| 15-02701 | 12/20/2017 | Claimant(s): Robert Cummings
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Richard W. Vallario, Richard Bryce Nesson, Albert Rizzo
Hearing Site: New York, NY
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| 15-00750 | 02/17/2017 | Claimant(s): Lenford Henry
Claimant Lawyers(s): Steven Fingerhut
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): S. Charles Tabak, Richard Bryce Nesson
Hearing Site: New York, NY
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| 12-02002 | 04/23/2015 | Claimant(s): Grace Financial Group LLC
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Apex Clearing Corporation, Penson Financial Services.
Respondent Lawyers(s): John P. Bevilacqua, Mark G. Hanchet
Arbitrator(s): W. Jeffrey Weinlandt, Renee La Verne Ross CFP, Richard Bryce Nesson
Hearing Site: New York, NY
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| 11-02612 | 10/04/2013 | Claimant(s): Vikram Kaul
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lowell D. Johnston, Cirino M. Bruno, Richard Bryce Nesson
Hearing Site: New York, NY
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| 11-03682 | 05/23/2013 | Claimant(s): Zachary Drean
Claimant Lawyers(s): Jason A. Achinaco
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson
Hearing Site: New York, NY
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