| 13-03076 | 06/18/2015 | Claimant(s): Liv Andersen
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Fred Ehrman, Brean Capital
Respondent Lawyers(s): Peter M. Sartorius
Arbitrator(s): Ira S. Cure, Richard Bryce Nesson, Robert William McGuigan
Hearing Site: New York, NY
|  | Expungement |
| 12-03571 | 10/15/2013 | Claimant(s): Isolde Cooper, George Cooper Irrevocable Trust
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Brian Redican, Citigroup Global Markets.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Barnard Seligman, John Daly, Richard Bryce Nesson
Hearing Site: New York, NY
| | Expungement |
| 10-01486 | 08/14/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan Reyes
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 12-01624 | 05/16/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Timothy Feil
Respondent(s): Steven Jennings
Respondent Lawyers(s): Steven Andrew Jennings
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
