13-00287 | 07/09/2015 | Claimant(s): Guy Gregoire Claimant Lawyers(s): David A. Gehn Respondent(s): Pershing LLC, BNY Mellon Capital Markets Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Thomas Caiaffa, Martin A. Edelstein, Keely D. Parr Hearing Site: New York, NY
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12-00376 | 03/09/2015 | Claimant(s): John Straus Claimant Lawyers(s): Ross B. Intelisano Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Joseph F. Kelley, Farrell C. Glasser, Martin A. Edelstein Hearing Site: New York, NY
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13-01913 | 05/21/2014 | Claimant(s): Aegis Capital Corp. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Michael Kaplan Respondent Lawyers(s): Michael Kaplan Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY
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11-01924 | 05/06/2014 | Claimant(s): Matthew Reynolds Claimant Lawyers(s): Craig Riha Respondent(s): Olympia Asset Management,LTD. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): David F. Greenberg, James M. Baumann, Martin A. Edelstein Hearing Site: New York, NY
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12-00451 | 11/18/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward B. Magarian Respondent(s): Daniel Masiello, Mary Baranowski-Gallo, Philip Pursino Respondent Lawyers(s): Edward B. Magarian, James E. Heavey, Philip Pursino Arbitrator(s): Michael Ross, Martin A. Edelstein, Marianne C. Hussey Hearing Site: New York, NY
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08-04953 | 03/24/2011 | Claimant(s): Ahmass Fakahany Claimant Lawyers(s): Eric Seiler Respondent(s): Ann Reese, Armando Codina, John Finnegan, John Thain, Joseph Prueher, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities LLC, Bank of America Corporation, MER Merger Corporation, Merrill Lynch & Co.. Respondent Lawyers(s): Scott Musoff Arbitrator(s): Alfred H. Kingon, Martin A. Edelstein, Thomas M. Amadio Hearing Site: New York, NY
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10-01617 | 02/24/2011 | Claimant(s): Timothy Burnett Claimant Lawyers(s): Timothy Burnett Respondent(s): Dresdner Kleinwort Securities LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): James N. Baxter, Martin A. Edelstein, David Serko Hearing Site: New York, NY
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09-06416 | 09/17/2010 | Claimant(s): Norman Malo Claimant Lawyers(s): Brian J. Ellis Respondent(s): Adele D'Lando, Benita Axel, Bessie Selz, Bruce Brauner, Carol Raben, Daniel Balko, Denise Marino, Edward Asch, Ethel Zebitz, Gary Weisman, Gerard Axel, Gloria Nadler, Helene Lipschutz, Herman Nadler, Holly Colangelo, Jacqueline Mishory, Joseph Messina, Joseph Nemeth, Joseph Schwartz, Judy Berlin, et al Respondent Lawyers(s): Scott L. Silver Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY
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03-00802 | 08/03/2010 | Claimant(s): Raghavan Sathianathan Claimant Lawyers(s): Raghavan Sathianathan Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tim DiDomenico Arbitrator(s): Earl S. Schwarz, Martin A. Edelstein, Jerome M Shafer Hearing Site: New York, NY
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06-02824 | 11/12/2007 | Claimant(s): Irving Becker Claimant Lawyers(s): Jerome M. Selvers Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Karen L. Palermo Arbitrator(s): John P. Bannon, Martin A. Edelstein, Steven David Leader Hearing Site: Newark, NJ
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