20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Vatsala Sahay Respondent(s): Raymond James Financial Services., Kent Rhoades Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller Hearing Site: Little Rock, AR
| | |
15-02425 | 05/04/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Alice Bates, James Johnson, Jeffrey Hughes, Robert Samson, Tyson Ray, William Finke Respondent Lawyers(s): Lisa S. Fildes, Matthew B. Baum, William George Finke Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, James Arthur Taylor Hearing Site: Tampa, FL
| | |
07-03369 | 10/02/2014 | Claimant(s): Andrew Gonchar, Polyvios Polyviou Claimant Lawyers(s): Matthew B. Baum Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker Hearing Site: New York, NY
| | |
10-02380 | 05/16/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Michael Gibson Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Martin J. Kotowski Hearing Site: San Francisco, CA
| | |
10-02387 | 03/30/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Bradley Gardner Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
| | |