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FINRA Awards for Michael S. Hill

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0240210/17/2018Claimant(s): Cecelia Darden
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Donald Theodore Ryce, Brian Arthur Rubino, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
16-0144603/14/2017Claimant(s): Michael Puck
Claimant Lawyers(s): Michael Hill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
11-0333012/19/2012Claimant(s): Joseph Dougherty
Claimant Lawyers(s): Michael Hill
Respondent(s): FS2 Capital Partners
Respondent Lawyers(s): Glenn A. Weiner
Arbitrator(s): Robert H. Nelson, Diana A. Weiner, John Winslow Griesser
Hearing Site: Orlando, FL
09-0453003/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Shane Wheeler
Respondent Lawyers(s): Shane Wheeler
Arbitrator(s): John P. Cullem, Thomas R. Carlsen, Michael S. Hill
Hearing Site: Tampa, FL
08-0306310/09/2009Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Michael Hill
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Neal S. Smalbach
Arbitrator(s): Steven Ira Weinberger, Richard A. Stephens, R. Christopher Laux
Hearing Site: Boca Raton, FL
07-0238204/28/2008Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Johnson
Respondent Lawyers(s): William Johnson
Arbitrator(s): David W. Haynes, Michael S. Hill, Walter John Chesney
Hearing Site: Boca Raton, FL

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