FINRA Awards for Geoffrey S. Beckham

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Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01092	03/09/2022	Claimant(s): Randall Krenzin Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Laura A. Pizzitola Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
21-01745	02/28/2022	Claimant(s): Dax Williamson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
21-01195	12/17/2021	Claimant(s): Joseph Frank Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
19-00293	10/22/2019	Claimant(s): Stephen Seewer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA
18-01790	04/11/2019	Claimant(s): Frank Auyeung Claimant Lawyers(s): Michelle Atlas Respondent(s): Wells Fargo Clearing Services, Wells Fargo Investments, Banc of America Investment Services Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Randi Perry Spallina Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
17-02461	03/08/2019	Claimant(s): Bradley Glasman Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
18-00578	12/28/2018	Claimant(s): Shawn Richardson Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham Arbitrator(s): Peter H. Daly Hearing Site: Seattle, WA
18-02148	12/04/2018	Claimant(s): Breanne Polonia Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA