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FINRA Awards for James & Associates.

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Displaying 51-60 out of 128 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0281302/20/2019Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
17-0102802/19/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
18-0342001/26/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): Anson Kanoy
Respondent Lawyers(s): Anson Kanoy
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
18-0286701/15/2019Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
16-0363712/17/2018Claimant(s): Andrew Mandala, Eric Abrahams
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): Raymond, James & Associates., Raymond James Financial.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gloria O. North, James M. Scutti, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
18-0207612/14/2018Claimant(s): Trent Leyda
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Bonnie A. Pearce, Andrew Jay Kohan, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
18-0255612/07/2018Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Stephen Murray
Respondent Lawyers(s): Stephen Allen Murray
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
18-0067012/03/2018Claimant(s): Richard Happle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
18-0180411/19/2018Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pinkus
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
18-0039609/24/2018Claimant(s): John Roussell
Claimant Lawyers(s): Donald F Winningham
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL

128 Results

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