Potomac Analytics' Logo

FINRA Awards for David Williams

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0280304/03/2024Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
23-0117203/08/2024Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
22-0276606/23/2023Claimant(s): Timothy Hightower
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Capital Investment Group., WFG Investments.
Respondent Lawyers(s): David Williams, Mickey B. Wright
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
18-0239305/28/2021Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Matthew Brian Mooney
Respondent(s): David Williams, Michael Manaster
Respondent Lawyers(s): Ethan A. Brecher, Jeffrey H. Gray
Arbitrator(s): Wesley C. Wilson, John Kevin Williams, Richard James Igou
Hearing Site: Richmond, VA
19-0215404/14/2020Claimant(s): Bryan Rigg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
18-0046812/17/2018Claimant(s): David Skutnik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David Williams
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE
17-0253003/09/2018Claimant(s): Michael Karapetian
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Peabody.
Respondent Lawyers(s): David Williams
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA

7 Results

Display: