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FINRA Awards for David Williams

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0096611/17/2021Claimant(s): Gary Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Damian Bell, International Assets Advisory, WFG Investments.
Respondent Lawyers(s): Alan M. Wolper, David Williams
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
Checkmark Icon$0
16-0374304/22/2019Claimant(s): Aileen Vidaud, Alexander Travieso, Amanda Fly, Barbara Edge, Dana Cooper, Donnella Tyler, Edward Fly, James Reynolds, Leila Reynolds, Lina Gibbs, Lynn Gibbs, Michael Edge, Patricia McDaniel, Robert Cooper, Robert Tyler, Shirley Jones, Trent McDaniel, William Vidaud, Estate of J. Michelle Edge, Aileen Vidaud IRA, et al
Claimant Lawyers(s): David W. Miller
Respondent(s): David Williams, Wilson Williams
Respondent Lawyers(s): Dena L. Mathis
Arbitrator(s): Bertrand C. Moser, Stephen James Cavanaugh, Camille Morris Tankersley
Hearing Site: Houston, TX
Checkmark Icon$358,387
13-0142906/25/2014Claimant(s): Arnold & Selda Massion Revocable Living
Claimant Lawyers(s): Selda Massion
Respondent(s): David Williams, Morgan Peabody.
Respondent Lawyers(s): David Allen Williams, David Williams
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
Checkmark Icon$15,317
13-0107409/06/2013Claimant(s): Gary Weller, Gary M Weller Revocable Trust U/A 6/5/03
Claimant Lawyers(s): Robert Crowe
Respondent(s): David Williams, Morgan Peabody.
Respondent Lawyers(s): David Allen Williams, David Williams
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
Checkmark Icon$93,925
10-0161410/22/2010Claimant(s): Patricia Quirk
Claimant Lawyers(s): David A. Carter
Respondent(s): Ameritas Investment Corp
Respondent Lawyers(s): David Williams
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
Checkmark Icon$0

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