FINRA Awards for Linda M. Foster-Wells

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00245	06/17/2020	Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A Perez Respondent(s): Alex Herrera Respondent Lawyers(s): Alex Gerardo Herrera Arbitrator(s): Linda M. Foster-Wells Hearing Site: Boca Raton, FL
17-03308	07/12/2018	Claimant(s): Robert Anderson Claimant Lawyers(s): Ronald M. Amato Respondent(s): Edward Jones Respondent Lawyers(s): Joseph D'Elia Arbitrator(s): Linda M. Foster-Wells Hearing Site: Boca Raton, FL
16-01969	01/17/2018	Claimant(s): Sean Fetterman Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors, FMSBonds. Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng Hearing Site: Boca Raton, FL
09-04182	03/16/2011	Claimant(s): Nina Howerton Claimant Lawyers(s): Joni M. Fixel Respondent(s): Chase Investment Services Corp., Mark Calabrese Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells Hearing Site: Detroit, MI