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FINRA Awards for Alex Gerardo Herrera

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0024506/17/2020Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A Perez
Respondent(s): Alex Herrera
Respondent Lawyers(s): Alex Gerardo Herrera
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL

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