FINRA Awards for Thomas F. Kopshever

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02767	07/16/2018	Claimant(s): Rebbecca Stay Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Michael Lancaster Garcia Hearing Site: Seattle, WA
17-02488	05/21/2018	Claimant(s): Mark Seto Claimant Lawyers(s): Trent M. Latta Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman Hearing Site: Seattle, WA
15-01083	04/05/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas F. Kopshever Respondent(s): William Krueger Respondent Lawyers(s): Michael C. Bolasina Arbitrator(s): Isidoro Berkman Hearing Site: Seattle, WA
16-00721	09/12/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas F. Kopshever Respondent(s): Vincent Wilson Respondent Lawyers(s): Vincent Evan Wilson Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO
15-00449	06/25/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas F. Kopshever Respondent(s): Pil Hwang Respondent Lawyers(s): Pil Sang Hwang Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR
13-00365	10/10/2013	Claimant(s): Jason Coles Claimant Lawyers(s): Christine A. Page Respondent(s): Wells Fargo Investments, Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea, Thomas F. Kopshever Arbitrator(s): Thomas J. Doherty, Randy R. Maher, Kevin K. Forrester Hearing Site: San Diego, CA
10-03046	08/30/2011	Claimant(s): Jason Coles Claimant Lawyers(s): Christine A. Page Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Larry Haugaard, Neil S. Jasper, Steven A. Wawra Hearing Site: Los Angeles, CA