| 19-00006 | 10/11/2019 | Claimant(s): Khaled Nasseri
Claimant Lawyers(s): Khaled H. Nasseri
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 18-02936 | 05/22/2019 | Claimant(s): Nick Son
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation
Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 18-02731 | 04/12/2019 | Claimant(s): Adam Stern
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): A. R. John Hitchings
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
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| 16-01544 | 02/12/2019 | Claimant(s): Michael Cohen
Claimant Lawyers(s): Scott M. Behren
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Daniel H. Yaffe, Monroe Mitchel, Ronald Stephen Lieberman
Hearing Site: Boca Raton, FL
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| 17-00559 | 06/06/2018 | Claimant(s): Michael Rindos
Claimant Lawyers(s): Michael Joseph Rindos
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Jerome Bernard McDevitt
Hearing Site: New York, NY
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| 17-02105 | 05/18/2018 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Jonathan P. Fielding
Respondent(s): Michael Venturino
Respondent Lawyers(s): Eric J. Sussman
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 16-02478 | 03/16/2017 | Claimant(s): Ramnarain Jaigobind
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Jeffrey F. Friedman, Sam Antar, Anna Lascar
Hearing Site: New York, NY
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| 13-01079 | 08/07/2014 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Joseph Santiago
Respondent Lawyers(s): Joseph Santiago
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
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| 13-01913 | 05/21/2014 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 09-06896 | 05/24/2010 | Claimant(s): Edward Gudelinis
Claimant Lawyers(s): Edward M. Gudelinis
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Robert J. Eide
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
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