Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01236 | 07/15/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Thomas Hinano-Stearns Respondent Lawyers(s): Thomas Brown Hinano-Stearns Arbitrator(s): Michael J. Fish Hearing Site: Honolulu, HI | ||
| 11-01540 | 12/02/2011 | Claimant(s): Commonwealth Equity Services. Claimant Lawyers(s): Joe Tully Respondent(s): John Kai Respondent Lawyers(s): John Kaleihiehie Kai Arbitrator(s): Thomas D. Reese Hearing Site: Honolulu, HI | ||
| 10-05095 | 10/11/2011 | Claimant(s): Eugene Wakai Claimant Lawyers(s): Eugene S. Wakai Respondent(s): Audrey Kuwabara, Michael Ning Respondent Lawyers(s): Audrey Mari Kuwabara, Michael Cheng Ning Arbitrator(s): Hadden Wing Roth Hearing Site: Honolulu, HI | ||
| 10-05295 | 04/26/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew Shurter Respondent(s): Carolyn Haik Respondent Lawyers(s): Carolyn J. Haik Arbitrator(s): Herbert Murez Hearing Site: Honolulu, HI | ||
| 10-04948 | 04/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Stephen Baxter Respondent Lawyers(s): Stephen Lee Baxter Arbitrator(s): James N. D'Orso Hearing Site: Honolulu, HI | ||
| 10-01848 | 12/01/2010 | Claimant(s): Pamela Mah Claimant Lawyers(s): Pamela K. Mah Respondent(s): Financial Advisers of America Respondent Lawyers(s): Todd Pack Arbitrator(s): Helen Marinak Blohm, Robert G. Miller, Edwin C. Shiver Hearing Site: Honolulu, HI | ||
| 10-02179 | 11/03/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): Carolyn Haik Respondent Lawyers(s): Carolyn J. Haik Arbitrator(s): Herb Schwartz Hearing Site: Honolulu, HI | ||
| 09-01306 | 02/04/2010 | Claimant(s): Theodore Jung Claimant Lawyers(s): Wray H. Kondo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley Hearing Site: Honolulu, HI | ||
| 09-02714 | 11/02/2009 | Claimant(s): Paul Strickland Claimant Lawyers(s): Paul Strickland Respondent(s): Crusader Securities Respondent Lawyers(s): Blair A. West Arbitrator(s): Mary L. Williams Hearing Site: Honolulu, HI |