FINRA Awards for Josef Y. Rosen

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00299	11/30/2022	Claimant(s): Tyrone Chaplin Claimant Lawyers(s): Stephan Louviere Respondent(s): Truist Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC
21-00095	04/27/2022	Claimant(s): Shaun Rowles Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Mauricio Arcadier Hearing Site: Nashville, TN
19-02747	10/30/2020	Claimant(s): Vincent Luongo Claimant Lawyers(s): Vincent John Luongo Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg Hearing Site: Boca Raton, FL
19-01911	03/04/2020	Claimant(s): Michael Godbee Claimant Lawyers(s): Michael Shane Godbee Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh Hearing Site: Atlanta, GA
19-00645	12/27/2019	Claimant(s): Gustavo Carvajal Claimant Lawyers(s): Josef Y. Rosen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL