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FINRA Awards for Sara Soto

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0143609/30/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Kevin Newmuis
Respondent Lawyers(s): Kevin Darnell Newmuis
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
24-0020705/08/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Boyer
Respondent Lawyers(s): Robert Anthony Boyer
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
23-0230212/22/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Tracy
Respondent Lawyers(s): Robert James Tracy
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
22-0002005/05/2023Claimant(s): Bryan Sullivan
Claimant Lawyers(s): Ruth I. Major
Respondent(s): Wells Fargo Clearing Services, Robert Wellford
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
22-0245503/10/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Michael Boring
Respondent Lawyers(s): Michael Miller Boring
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
17-0096406/05/2018Claimant(s): Edward Collins
Claimant Lawyers(s): Philip C . Semprevivo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): David I. Goldblatt, Lynne M. Reid-McQueen, Mark J. Happe
Hearing Site: New York, NY
16-0281511/09/2017Claimant(s): Francis Bevenour
Claimant Lawyers(s): Francis Merle Bevenour
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl
Hearing Site: Atlanta, GA
14-0383810/04/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Alejandro Torres
Respondent Lawyers(s): Alejandro Ariel Torres
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
16-0013606/20/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Jay Sutherland
Respondent Lawyers(s): Jay Steven Sutherland
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
14-0215211/12/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): John Longman
Respondent Lawyers(s): Omar Ortega
Arbitrator(s): Jill Pilgrim, Stephen Trigg Kuhn, Carl Henry Perdue
Hearing Site: Miami, FL

15 Results

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