| 23-02335 | 06/21/2024 | Claimant(s): James Springer
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Paul J. Burkhart, Stew Cohen, Jason Zachary Jones
Hearing Site: Boca Raton, FL
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| 20-00336 | 05/17/2024 | Claimant(s): Eduardo Augsten, as S.H. Wealthengage, Wealthengage.
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Gustavo Vega
Respondent Lawyers(s): Javier J. Rodriguez
Arbitrator(s): Paul J. Burkhart, Marie Katz, Franchesca Caminero
Hearing Site: Boca Raton, FL
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| 23-02595 | 02/14/2024 | Claimant(s): NAMCOA - Naples Asset Management Co
Claimant Lawyers(s): Paul J McIntyre
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 20-04159 | 10/15/2021 | Claimant(s): Glen Simmonds
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte
Hearing Site: Boca Raton, FL
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| 18-03140 | 03/06/2019 | Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
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| 18-02711 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Linda Zara
Respondent Lawyers(s): Linda Sue Zara
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 16-03013 | 06/02/2017 | Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Paul J. Burkhart, Jeremy M. Colvin, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
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| 16-03362 | 04/26/2017 | Claimant(s): Mark Zuckerman
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Alyce Tedesco, Alyce and Francis Tedesco, Eshagh and Helen Moezinia
Respondent Lawyers(s): Alyce Tedesco, Eshagh Moezinia, Frank Tedesco
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01503 | 02/12/2016 | Claimant(s): Joseph Shimko
Claimant Lawyers(s): Craig D. Stein
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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