FINRA Awards for Paul A. Auerbach

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00878	11/25/2019	Claimant(s): Danny Bullock Claimant Lawyers(s): John M. Verdecchia Respondent(s): Signator Investors. Respondent Lawyers(s): Gregory M. Curely Arbitrator(s): Paul A. Auerbach, Patrick R. Westerkamp, Michael Jonathan Chazan Hearing Site: Providence, RI
17-02395	08/03/2018	Claimant(s): Brian Mulvey Claimant Lawyers(s): Owen Harnett Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Paul A. Auerbach Hearing Site: Boston, MA
17-02039	05/17/2018	Claimant(s): William Kelly Claimant Lawyers(s): David Freniere Respondent(s): Voya Financial Partners Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach Hearing Site: Boston, MA
11-03937	09/21/2012	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Brian Wilder, Morgan Stanley Respondent Lawyers(s): Michael L. Chinitz Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Paul A. Auerbach Hearing Site: Boston, MA
09-01276	05/25/2011	Claimant(s): Vito Vitone Claimant Lawyers(s): William M. Kolb Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors. Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach Hearing Site: Providence, RI