| 14-03524 | 05/11/2015 | Claimant(s): John Orcutt, UBS Financial Services Inc.
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): Earl Flowers
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Elizabeth A. Copley, Steven A. Wawra, James M. Goldberg
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03980 | 11/08/2013 | Claimant(s): Dwayne Peltier
Claimant Lawyers(s): Joel W. Baruch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer L. Nutter
Arbitrator(s): G. Thomas Fleming, Elizabeth A. Copley, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | |
| 13-00260 | 10/01/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert
Respondent Lawyers(s): James O'Brien
Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00382 | 09/08/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | |
| 10-04558 | 03/29/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E Rahn
Respondent(s): Doreen Levine
Respondent Lawyers(s): Doreen Levine
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-00593 | 04/09/2010 | Claimant(s): Lois Lovins
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Elizabeth A. Copley, Glen W. Hanne, Alfred S. Samulon
Hearing Site: Los Angeles, CA
| | |
| 09-02749 | 03/12/2010 | Claimant(s): Michael Banayan
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer
Hearing Site: Los Angeles, CA
| | |
| 03-06938 | 05/06/2008 | Claimant(s): Carole Lane
Claimant Lawyers(s): Guy E. Mailly
Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg
Hearing Site: Los Angeles, CA
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