FINRA Awards for Jason Kempf

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01299	03/01/2024	Claimant(s): John Short Claimant Lawyers(s): William R. Bean Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Jason Kempf Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
23-01398	02/23/2024	Claimant(s): Allen Wilson Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ
23-00794	10/31/2023	Claimant(s): Justin Bailey Claimant Lawyers(s): Robert Hill Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
22-02448	09/06/2023	Claimant(s): Amy Zachery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA
22-02981	07/20/2023	Claimant(s): Donald Barry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
22-01754	06/05/2023	Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
22-02050	05/03/2023	Claimant(s): Shawn Burke Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold Hearing Site: Cleveland, OH
22-01813	04/14/2023	Claimant(s): Troy Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jason Kempf Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX