Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283) Claimant Lawyers(s): Kevin P. Conway Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi Hearing Site: New York, NY |  | $7,440 |
| 23-00563 | 02/12/2024 | Claimant(s): Steven Katz Claimant Lawyers(s): Kevin Paule Respondent(s): Wells Fargo Clearing Services, Benjamin F. Edwards & Company. Respondent Lawyers(s): Jason Kempf, Leo Peraza Arbitrator(s): John G. Sciandra, Wendi Blake, Natalie Paskiewicz Hearing Site: Tampa, FL | | Expungement |
| 23-01583 | 10/20/2023 | Claimant(s): Mariano Tancredi Claimant Lawyers(s): Mariano Tancredi Respondent(s): Andreas Wochtl, Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | | $5,075 |