| 16-02566 | 10/13/2017 | Claimant(s): Scott Kudrick
Claimant Lawyers(s): Richard Slavin
Respondent(s): Realty Capital Securities
Respondent Lawyers(s): Michael Shuckerow
Arbitrator(s): Sharon L. Monroe, Robert E. Anderson, Frank E. Wolf
Hearing Site: Manchester, NH
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| 15-01270 | 06/20/2017 | Claimant(s): Sally Boyle
Claimant Lawyers(s): Sally J. Boyle
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns
Hearing Site: Manchester, NH
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| 17-00363 | 06/19/2017 | Claimant(s): Kyle Kadish
Claimant Lawyers(s): Kyle Thomas Kadish
Respondent(s): Provasi Capital Partners LP
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): Robert E. Anderson
Hearing Site: Manchester, NH
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| 15-01974 | 11/22/2016 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K. Wells
Respondent(s): Michael Charest
Respondent Lawyers(s): Michael David Charest
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Manchester, NH
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| 14-03553 | 06/02/2015 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol H. Li
Respondent(s): Jeffrey Wesson
Respondent Lawyers(s): Jeffrey Leo Wesson
Arbitrator(s): Thomas C. Tretter
Hearing Site: Manchester, NH
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| 12-01070 | 11/26/2013 | Claimant(s): Gregory Vallee
Claimant Lawyers(s): Jesse S. Angeley
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Christine R. Fitzgerald
Arbitrator(s): Ronald L. Cheney, Mary C. Kelleher, Edward Joseph Boudreau
Hearing Site: Manchester, NH
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| 13-01175 | 10/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C Fischer
Respondent(s): Richard Sexton
Respondent Lawyers(s): Richard Carl Sexton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 13-00844 | 10/04/2013 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jeffrey Wesson
Respondent Lawyers(s): Jeffrey Wesson
Arbitrator(s): Shari B. Broder
Hearing Site: Manchester, NH
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| 13-00527 | 08/26/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Loren Ackerman
Respondent Lawyers(s): Loren John Ackerman
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
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| 11-00950 | 03/21/2012 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Karl Hahn
Respondent Lawyers(s): Karl E. Hahn
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
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