FINRA Awards for Andrew M. Mintzer

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03334	06/22/2020	Claimant(s): Doris Lau Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
19-02801	05/08/2020	Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV
18-02745	09/11/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
17-03142	06/12/2018	Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV
17-01618	05/09/2018	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Donavan Mayes, Gayle Bullock, William Bullock Respondent Lawyers(s): Stephany D. McLaughlin, Timothy N Will Arbitrator(s): Andrew M. Mintzer, Dorothy B. Strackbein, Owen Frances Hearing Site: Los Angeles, CA
15-02581	04/21/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Esperanza Padilla Gomez, John Carroll Respondent Lawyers(s): Mitchell J. Albert, Sharron Ash Arbitrator(s): Andrew M. Mintzer, Elliott Zachary Seff, Martin J. Kotowski Hearing Site: Los Angeles, CA		Stipulated Award