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FINRA Awards for Stephen D Kursman

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0413211/04/2019Claimant(s): Mark Law
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
18-0152301/24/2019Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
18-0030311/12/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
15-0251309/29/2016Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Terry Sawchuk
Respondent Lawyers(s): Charles J. Gerlach
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
10-0504305/20/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Linda Lawson
Respondent Lawyers(s): Linda S. Lawson
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
07-0185308/13/2008Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Robert Casaceli
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Stephen D Kursman, Timothy C. Moore, Gretchen M. Forrester
Hearing Site: Detroit, MI

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