Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00828 | 11/06/2018 | Claimant(s): Allen Schreiber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 18-00783 | 09/21/2018 | Claimant(s): Jodi Selleck Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 18-00781 | 09/20/2018 | Claimant(s): Don Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-02441 | 09/20/2018 | Claimant(s): Deborah Key Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-00225 | 09/14/2018 | Claimant(s): Ariel Bobroff, Gary Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-01006 | 09/14/2018 | Claimant(s): Diana Navarre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-00344 | 08/28/2018 | Claimant(s): Ralph Linzmeier Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | ||
| 17-02004 | 08/17/2018 | Claimant(s): Boustead Securities Claimant Lawyers(s): Christopher P. Parrington Respondent(s): David Walters Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 17-02329 | 08/15/2018 | Claimant(s): John Quinn Claimant Lawyers(s): Armin Sarabi Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Trevor J. Hardy Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA |