| 18-00092 | 12/24/2018 | Claimant(s): Ariel Bobroff, Gary Davis, William Tarrab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-00488 | 12/19/2018 | Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 18-01153 | 12/13/2018 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 16-01192 | 12/04/2018 | Claimant(s): Stella Bi
Claimant Lawyers(s): Mia Munro
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew Klafter
Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 18-01948 | 11/28/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E. Dennis
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek Lee Miller
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 18-00779 | 11/21/2018 | Claimant(s): Anthony DiBernardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 17-00290 | 11/16/2018 | Claimant(s): Lilit Barsegyan
Claimant Lawyers(s): William L. Buus
Respondent(s): Arin Torabian
Respondent Lawyers(s): Carol Baidas
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 18-00970 | 11/13/2018 | Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 18-01780 | 11/13/2018 | Claimant(s): Laura Raulinaitis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
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| 18-00735 | 11/07/2018 | Claimant(s): Phillip Shrotman
Claimant Lawyers(s): Phillip Quint Shrotman
Respondent(s): Pension Planners Securities.
Respondent Lawyers(s): Gina Duryea
Arbitrator(s): Thomas E. Shuck, Rosalind Anne Salzman, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
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