FINRA Awards for Los Angeles, CA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 91-100 out of 830 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01929	11/02/2022	Claimant(s): Richard Sholty Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Sarah Malik Arbitrator(s): Jeffrey E. Skogsbergh, Edith N. Dinneen, David Harvey Failer Hearing Site: Los Angeles, CA
22-00798	10/17/2022	Claimant(s): Kurt Jackson Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
22-00398	10/14/2022	Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): World Group Securities. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
22-00023	09/22/2022	Claimant(s): Trawnegan Gall Claimant Lawyers(s): Zachary Morse Respondent(s): Sandlapper Securities Respondent Lawyers(s): Trevor Gordon Arbitrator(s): Nicholas J. Caputo, Benjamin F. Breslauer, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
22-00416	09/15/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Erik R. Siering, Noel Harvey Applebaum, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
22-00541	09/15/2022	Claimant(s): Christian Maeder Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
22-00415	09/13/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson Hearing Site: Los Angeles, CA
22-00281	09/09/2022	Claimant(s): Gerald Mars Claimant Lawyers(s): Zachary Morse Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
22-00411	08/23/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA
22-00189	08/22/2022	Claimant(s): Martin Lombrano Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey L. Vasko Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA