Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02995 | 07/06/2021 | Claimant(s): Bin Zhai Claimant Lawyers(s): Chelsea Masters Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-03059 | 06/04/2021 | Claimant(s): Bradley Finnigan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02991 | 05/25/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-03010 | 05/20/2021 | Claimant(s): Joshua Williamson Claimant Lawyers(s): Chelsea Masters Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 20-02699 | 03/26/2021 | Claimant(s): David Brown Claimant Lawyers(s): Chelsea Masters Respondent(s): LPL Financial LLC, Park Avenue Securities LLC Respondent Lawyers(s): Kristin Wynne, Sara B. Davis Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-01053 | 02/24/2021 | Claimant(s): Christine Tang Claimant Lawyers(s): Chelsea Masters Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |