| 12-01478 | 10/05/2012 | Claimant(s): David Simms
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY
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| 11-02261 | 08/23/2012 | Claimant(s): Alan Jacobson, Richard Schwartz
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Peter M. Pfau, Terrance J. Nolan, Ira S. Cure
Hearing Site: New York, NY
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| 08-03738 | 07/25/2011 | Claimant(s): Synergy Investment Group
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Baruch Coleman, Burton Medlin, Christopher Palladino, Eric Sides, Jeffrey Jones, Mark Wesley, Timothy Bain, The Synergy Holding Group, Vision Trek
Respondent Lawyers(s): Baruch Coleman, Raquel Terrigno
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
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| 08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Caroline Mellema
Respondent Lawyers(s): David A. Weintraub
Arbitrator(s): Lanny M. Leff
Hearing Site: Ft. Lauderdale, FL
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| 08-00132 | 12/12/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Coloni
Respondent Lawyers(s): Richard Coloni
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
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| 08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
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| 07-01386 | 02/05/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Schwartz
Respondent Lawyers(s): Richard A. Schwartz
Arbitrator(s): Garrick A. Rollert
Hearing Site: Detroit, MI
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