| 11-02681 | 09/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): William French III
Respondent Lawyers(s): William Henry French III
Arbitrator(s): Alex H. Keller
Hearing Site: Charleston, WV
| | |
| 11-01303 | 10/17/2011 | Claimant(s): John Williams
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Deborah Tucker, Kenneth Tucker
Respondent Lawyers(s): Stephen Meyer
Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg
Hearing Site: Charleston, WV
| | Expungement |
| 11-00041 | 07/12/2011 | Claimant(s): Samuel Crichton
Claimant Lawyers(s): Todd Ratner
Respondent(s): Thomas Johnson
Respondent Lawyers(s): Robert Q. Sayre
Arbitrator(s): Bert S Cliff, James A. Laurenson
Hearing Site: Charleston, WV
| | Expungement |
| 09-02837 | 02/19/2010 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): L. Boyce
Respondent Lawyers(s): L. Marvin Boyce
Arbitrator(s): Bert S Cliff, John B. Glueckert, Gary R. Miles
Hearing Site: Charleston, WV
| | |
| 07-01310 | 10/30/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan
Respondent Lawyers(s): Christopher S. Smith
Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor
Hearing Site: Charleston, WV
| | |
| 07-00213 | 02/21/2008 | Claimant(s): John Babalis
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson
Hearing Site: Charleston, WV
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