Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00039 | 07/07/2021 | Claimant(s): Richard Swider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Casey Dougherty, CCO Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 20-03147 | 06/23/2021 | Claimant(s): Brian Korienek, Justin Reppy Claimant Lawyers(s): Bruce Lewitas Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-00022 | 06/01/2021 | Claimant(s): Norbert Filian Claimant Lawyers(s): Christopher Seps Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier Hearing Site: Chicago, IL | ||
| 20-01141 | 12/11/2020 | Claimant(s): Steven Hooyman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Baker Tilly Capital Respondent Lawyers(s): Matthew C. Boba Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 19-02297 | 03/30/2020 | Claimant(s): Michael Kramer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 19-02892 | 01/13/2020 | Claimant(s): Mark Zaharski Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 19-00761 | 12/11/2019 | Claimant(s): Kelly Daniels Claimant Lawyers(s): Gregory Simon Respondent(s): Edward Jones Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-03427 | 04/03/2019 | Claimant(s): Dennis Ryan Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-02932 | 02/25/2019 | Claimant(s): Andrew Wiziarde Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 18-02309 | 01/21/2019 | Claimant(s): Carolyn Song-Pegg Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Matthew R. Byrne Arbitrator(s): Leon Fox Hearing Site: Chicago, IL |