| 15-03275 | 04/18/2017 | Claimant(s): Adrienne Mennemeyer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Frederick Michael Switzer, Teresa Marie Boyer Allgeyer, Sheldon Weinhaus
Hearing Site: St. Louis, MO
| | |
| 15-01085 | 10/12/2015 | Claimant(s): Martin Oberman
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Bettymae Blum
Respondent Lawyers(s): Richard Fosher
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | Expungement |
| 14-01335 | 11/26/2014 | Claimant(s): John McHugh
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 13-00170 | 02/14/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Lisa Lewis
Respondent(s): Darren Warden
Respondent Lawyers(s): Darren Neal Warden
Arbitrator(s): Frederick Michael Switzer, John R. Loss, Matthew R. Salamon
Hearing Site: St. Louis, MO
| | |
| 12-03051 | 12/02/2013 | Claimant(s): Gary Siegfried
Claimant Lawyers(s): Gary D. Siegfried
Respondent(s): John Sweeney, ING Financial Partners., ING Reliastar Life Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Thomas J. Ray, M. Eileen Dorsey, Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 12-04126 | 10/17/2013 | Claimant(s): Faye Morrison
Claimant Lawyers(s): Faye L. Morrison
Respondent(s): Edward Jones
Respondent Lawyers(s): Molly R. Batsch
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
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| 12-00315 | 09/11/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Thomas Weaver
Respondent Lawyers(s): Thomas Andrew Weaver
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 12-04357 | 07/18/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Lisa M. Lewis
Respondent(s): Deanna Kakouris
Respondent Lawyers(s): Deanna Zimmer Kakouris
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 10-03063 | 11/23/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Mark Wood
Respondent Lawyers(s): Mark S. Wood
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Kansas City, MO
| | |
| 11-02204 | 10/28/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joey Dean
Respondent Lawyers(s): Joey Wade Dean
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
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