| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
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| 23-02873 | 06/21/2024 | Claimant(s): Louis Wargo
Claimant Lawyers(s): Jack D. Butler
Respondent(s): Equitable Advisors, FSC Securities Corporation
Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks
Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis
Hearing Site: Cleveland, OH
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| 23-03015 | 06/18/2024 | Claimant(s): Thomas Scheiman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Independence Capital Co..
Respondent Lawyers(s): Dennis C. Twarogowski
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 23-01321 | 06/07/2024 | Claimant(s): James Lineweaver
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Triad Advisors LLC, Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 23-01432 | 05/03/2024 | Claimant(s): Gary Lydrickson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Franklin Distributors
Respondent Lawyers(s): Miles S. Winder
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
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| 23-02992 | 04/10/2024 | Claimant(s): Douglas Breitenbach
Claimant Lawyers(s): Michael Davis Hoenig
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 22-02861 | 09/25/2023 | Claimant(s): Karen Hoy
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 22-02050 | 05/03/2023 | Claimant(s): Shawn Burke
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold
Hearing Site: Cleveland, OH
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| 22-01727 | 03/22/2023 | Claimant(s): Matthew Pullar
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert Whitman
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
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