| 20-04181 | 06/02/2021 | Claimant(s): William Williamson
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, Santander Securities LLC
Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
| | |
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): LPL Financial LLC, Santander Securities LLC
Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 20-02568 | 12/23/2020 | Claimant(s): Beatriz Vida
Claimant Lawyers(s): Laura T. Ruiz Rivera
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 17-00227 | 03/04/2019 | Claimant(s): Jean Innucci
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): David Wirtz
Arbitrator(s): Doris Lindbergh, Ronald Harris Kisner, Lorrie E Whitfield
Hearing Site: New York, NY
| | |
| 17-02881 | 09/13/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Frances R. Pesquera Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 15-00845 | 06/24/2016 | Claimant(s): Jean Hernandez-Rosales
Claimant Lawyers(s): Anibal Escanellas-Rivera
Respondent(s): Santander Securities Corporation, Santander Securities LLC
Respondent Lawyers(s): Carlos George, Cristina S. Tamayo Perez
Arbitrator(s): Donald Theodore Ryce, Jaime Rosario, Hector R. Diaz-Olmo
Hearing Site: San Juan, PR
| | |
| 14-01578 | 11/24/2015 | Claimant(s): Santander Securities LLC
Claimant Lawyers(s): Carlos George
Respondent(s): David Garcia Cirilo
Respondent Lawyers(s): Enrique Figueroa
Arbitrator(s): Randy R. Freedman, Jeffrey R. Roth, Roberto Olson Cortes
Hearing Site: San Juan, PR
| | |
| 15-00726 | 05/19/2015 | Claimant(s): Santander Bank, N.A., Santander Securities LLC
Claimant Lawyers(s): David M. Belcher
Respondent(s): Robert Grossman
Respondent Lawyers(s): Robert Keith Grossman
Arbitrator(s): Cynthia A. DiMarco, Mark J. Happe, Robert Francis Littlejohn
Hearing Site: New York, NY
| | |
