| 08-01092 | 03/05/2009 | Claimant(s): John Saldutte
Claimant Lawyers(s): David G. Bray
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Margaret Goetze
Arbitrator(s): Marc Kalish, Peter Joseph Kalman, David F. Sargent
Hearing Site: Phoenix, AZ
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| 06-00290 | 02/24/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Craig Johnson
Respondent Lawyers(s): Jeffrey S. Leonard
Arbitrator(s): Deborah C. Bernot, Merton E. Marks, Lee R. Barbakoff
Hearing Site: Phoenix, AZ
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| 07-02266 | 02/10/2009 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Laron Shannon
Respondent Lawyers(s): Laron D. Shannon
Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
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| 08-00948 | 12/23/2008 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): Mark Islas, Mayra Angulo
Respondent Lawyers(s): Bruce R. Heurlin
Arbitrator(s): Victor B. Taube, Gary L. Freeman, Ralph H. Martin
Hearing Site: Phoenix, AZ
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| 07-00893 | 12/16/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Todd Ratner
Respondent(s): John Kuehl
Respondent Lawyers(s): David W. Dow
Arbitrator(s): Jerry H. Friedland, Paul T. Sachs, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
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| 07-01662 | 11/24/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Donna Shurot
Respondent Lawyers(s): Donna Shurot
Arbitrator(s): Thomas D. Tays, Thomas P. Delnoce, James W. Warren
Hearing Site: Phoenix, AZ
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| 07-03342 | 11/19/2008 | Claimant(s): Damon Jones, Eric Eremia
Claimant Lawyers(s): Damon Lawrence Jones, Eric Anthony Eremia
Respondent(s): David Morgan, Charles Schwab & Co..
Respondent Lawyers(s): Christopher M. Mason
Arbitrator(s): S. Jeffrey Minker, Jeffrey Charles Evanello, Frank R. Mead
Hearing Site: Phoenix, AZ
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| 07-03566 | 08/07/2008 | Claimant(s): Paul Burns
Claimant Lawyers(s): Paul Raymond Burns
Respondent(s): Lincoln Financial Advisors
Respondent Lawyers(s): Jonathan J. Myers
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
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| 06-05408 | 07/31/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andy James
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard B. Bequette, George N. Roy, Allan D. Breyer
Hearing Site: Phoenix, AZ
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| 06-01809 | 06/12/2008 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Donald B. Wallace
Respondent(s): Todd Smith
Respondent Lawyers(s): Frank Lewis
Arbitrator(s): Mica T. Duncan, Eugene W. Bronski, Ronald L. Peters
Hearing Site: Phoenix, AZ
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