| 17-00608 | 08/03/2017 | Claimant(s): Andrew Gentiluomo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore
Hearing Site: Raleigh, NC
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| 16-03102 | 03/30/2017 | Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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| 16-01541 | 09/30/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Richard Vega
Respondent Lawyers(s): Richard Diego Vega
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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| 13-01243 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Edith N. Dinneen, Karl A. Vogeler, Erin Kathleen Linehan
Hearing Site: Tampa, FL
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| 14-00110 | 06/02/2014 | Claimant(s): AXA Advisors, AXA Network, L.L.C
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Grattan
Respondent Lawyers(s): Michael Ziegler
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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| 11-02369 | 07/12/2013 | Claimant(s): Paula Dumas
Claimant Lawyers(s): Joel Ewusiak
Respondent(s): Gordon Jones, Donald L. Hagan d/b/a Day Hagan
Respondent Lawyers(s): Andrew Clayton
Arbitrator(s): Edith N. Dinneen, Darryl C. Wilson, Keith M. Crouse
Hearing Site: Tampa, FL
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| 11-03486 | 10/25/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Klespies
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Ronald H. Walton, Edith N. Dinneen, Marilyn K. Dirks
Hearing Site: Tampa, FL
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| 09-06545 | 02/10/2011 | Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Gregory Roper
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Edith N. Dinneen, George E. Bouse, Noel K. Evans
Hearing Site: Tampa, FL
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| 09-05556 | 05/21/2010 | Claimant(s): John Sellers
Claimant Lawyers(s): John Garnet Sellers
Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services.
Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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