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FINRA Awards for Debra Brothers Self

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Case Number Award Date Case Summary Customer Case? Amount Granted
02-0727011/18/2013Claimant(s): David Johnston
Claimant Lawyers(s): David Johnston
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Robert T. Lemen
Arbitrator(s): Debra Brothers Self
Hearing Site: Los Angeles, CA
11-0257507/17/2012Claimant(s): Michael Higgins
Claimant Lawyers(s): Mannie Kalman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Debra Brothers Self, Richard Djokic, Kenneth Harry Combs
Hearing Site: Albuquerque, NM
09-0649209/06/2011Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA
07-0211102/06/2009Claimant(s): Paul Baiocchi
Claimant Lawyers(s): L.B. Chip Edleson
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Debra L. Fischer
Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self
Hearing Site: Los Angeles, CA

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