Potomac Analytics' Logo

FINRA Awards for Debra Brothers Self

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0031111/02/2015Claimant(s): Margaret Lucas
Claimant Lawyers(s): John R. Bobay
Respondent(s): Manning & Napier Investor Services.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Helen Marinak Blohm, Debra Brothers Self, Philip Ho
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0215007/15/2015Claimant(s): Henry Mora, Lionel Gonzalez, Michele Lewis
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Thomas Fleming
Arbitrator(s): Jeffrey M. Allen, Debra Brothers Self, Byron L. Dare
Hearing Site: San Francisco, CA
Checkmark Icon$1,401,700
09-0299005/17/2011Claimant(s): Sharon Metsch, Stephen Metsch
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Clifford Gamble, Linda Sechser, Scott Hultsman
Respondent Lawyers(s): Benjamin W. White, Linda Sechser, Scott Hultsman
Arbitrator(s): Arthur T. Berggren, Debra Brothers Self, Ara Kassabian
Hearing Site: Los Angeles, CA
Checkmark Icon$127,106

3 Results

Display: