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FINRA Awards for Adam M. Kauff

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Displaying 21-30 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0234206/28/2021Claimant(s): Harold Elish
Claimant Lawyers(s): Amy Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
20-0213105/19/2021Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
20-0236703/19/2021Claimant(s): Michelle Parretti
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
20-0150603/17/2021Claimant(s): Timothy Nolan
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
20-0182203/12/2021Claimant(s): John Glenn
Claimant Lawyers(s): Zachary T Hayes-Macaluso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
20-0226602/23/2021Claimant(s): Michael Marshall
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
20-0115702/22/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
20-0110202/10/2021Claimant(s): James Kirwan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
20-0172002/09/2021Claimant(s): Wesley Tate
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
20-0231402/09/2021Claimant(s): Christopher Paglia
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ

52 Results

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