FINRA Awards for Bruce K. Isenberg

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Displaying 21-27 out of 27 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01296	02/09/2011	Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Danny Miller Respondent Lawyers(s): Danny Robert Miller Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL
10-01894	10/20/2010	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Francisco Diaz Respondent Lawyers(s): Francisco Alberto Diaz Arbitrator(s): Bruce K. Isenberg Hearing Site: Miami, FL
10-02401	10/06/2010	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Shannon Ness-Jackson Respondent Lawyers(s): Shannon M. Ness-Jackson Arbitrator(s): Bruce K. Isenberg Hearing Site: Tampa, FL
10-00595	07/12/2010	Claimant(s): AXA Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Michael Volts Respondent Lawyers(s): Michael Volts Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL
08-00003	05/19/2009	Claimant(s): Irene Ng Claimant Lawyers(s): Anthony M. Abraham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg Hearing Site: New York, NY
08-01592	04/16/2009	Claimant(s): Albert Vacchiano Claimant Lawyers(s): Kathleen Peratis Respondent(s): Amerivest Partners, Bay Crest Partners, Freedom Holding Group Respondent Lawyers(s): Anthony J. DiOrio Arbitrator(s): Bruce K. Isenberg, Mae A. Brudner, Kathleen Cawley Hearing Site: New York, NY
07-02530	08/21/2008	Claimant(s): Rohit Relan Claimant Lawyers(s): Rohit Relan Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Ralph DeSena Arbitrator(s): Bernard A. Kesselman, Bruce K. Isenberg, Joan M. Traub Hearing Site: New York, NY