| 13-03590 | 11/28/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Brian Murphy
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kathy A. Tatone, Robert D. Lawson, Mary Ellen McGinnis
Hearing Site: Minneapolis, MN
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| 12-02484 | 10/09/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Ashley T. Hirano
Respondent(s): Bradley Schmitt
Respondent Lawyers(s): Kevin J. Mirch
Arbitrator(s): Thomas Erique DuVoisin, Michael D. Briggs, Robert E. Witt
Hearing Site: San Diego, CA
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| 13-03661 | 07/02/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Kenneth Koger
Respondent Lawyers(s): Kenneth Ray Koger
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
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| 13-02928 | 06/24/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shira Forman
Respondent(s): Kieran Gutting
Respondent Lawyers(s): Anthony S. Bretz
Arbitrator(s): Keith E. Mattern
Hearing Site: St. Louis, MO
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| 13-00583 | 05/16/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Kevin Cloutier
Respondent(s): Ernest Newman
Respondent Lawyers(s): Thomas F. Asch
Arbitrator(s): Jeffrey W. Finke, Marilee Roberg, Gregory Allen Nie
Hearing Site: Chicago, IL
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| 13-03660 | 05/15/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Patrick Sullivan
Respondent Lawyers(s): Patrick Joseph Sullivan
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH
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| 12-04162 | 04/03/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Rena Andoh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James D. Knotter, James Sean Healey, Robert H. Ottesen
Hearing Site: Albuquerque, NM
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| 13-00170 | 02/14/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Lisa Lewis
Respondent(s): Darren Warden
Respondent Lawyers(s): Darren Neal Warden
Arbitrator(s): Frederick Michael Switzer, John R. Loss, Matthew R. Salamon
Hearing Site: St. Louis, MO
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| 13-01412 | 02/11/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Sean Kirby
Respondent(s): Lauren Ganz
Respondent Lawyers(s): Lauren Gail Ganz
Arbitrator(s): Andrew R. Dick
Hearing Site: Minneapolis, MN
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| 11-04801 | 12/26/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Daniel Mccormack, Wayne Roys
Respondent Lawyers(s): Jonathan Stoler, Stephen D. Csajaghy
Arbitrator(s): Steven M. Feder, Mari C. Bush, Robert Allen Dudley
Hearing Site: Denver, CO
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